-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BNVJEhBLMC8moHzeVOM56CKa3qTuV7uoPEKVauLcRz081bcRU58u5vpXY8an1WIT PiboqxCOLIQz1Wk22vHKJQ== 0000950149-08-000017.txt : 20080214 0000950149-08-000017.hdr.sgml : 20080214 20080214160947 ACCESSION NUMBER: 0000950149-08-000017 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 GROUP MEMBERS: A GRANT HEIDRICH III GROUP MEMBERS: ALLEN L MORGAN GROUP MEMBERS: DAVID J LADD GROUP MEMBERS: F GIBSON MYERS JR GROUP MEMBERS: KEVIN A FONG GROUP MEMBERS: MAYFIED ASSOCIATES FUND IV GROUP MEMBERS: MAYFIELD IX MANAGEMENT LLC GROUP MEMBERS: MAYFIELD PRINCIPALS FUND LLC GROUP MEMBERS: MAYFIELD X GROUP MEMBERS: MAYFIELD X ANNEX MANAGEMENT LLC GROUP MEMBERS: MAYFIELD X MANAGEMENT LLC GROUP MEMBERS: ROBERT T VASAN GROUP MEMBERS: WENDELL G VAN AUKEN III GROUP MEMBERS: WILLIAM D UNGER GROUP MEMBERS: YOGEN K DALAL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Northstar Neuroscience, Inc. CENTRAL INDEX KEY: 0001351509 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 911976637 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82247 FILM NUMBER: 08615591 BUSINESS ADDRESS: STREET 1: 2401 FOURTH AVENUE STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: (206) 728-1477 MAIL ADDRESS: STREET 1: 2401 FOURTH AVENUE STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MAYFIELD X LP /DE CENTRAL INDEX KEY: 0001090393 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 8508545560 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 95025 SC 13G/A 1 f38110sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2(b)
(Amendment No. 1)1
Northstar Neuroscience, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
66704V101
(CUSIP Number)
December 31, 2007
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

Page 1 of 25 pages.


 

                     
CUSIP No.
 
66704V101 
13G Page  
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

Mayfield X, a Delaware Limited Partnership
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,740,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    1,740,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,740,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  6.7%
     
12   TYPE OF REPORTING PERSON
   
  PN


 

                     
CUSIP No.
 
66704V101 
13G Page  
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

Mayfield Principals Fund, L.L.C.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   225,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    225,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  225,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.9%
     
12   TYPE OF REPORTING PERSON
   
  OO


 

                     
CUSIP No.
 
66704V101 
13G Page  
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

Mayfield X Management, L.L.C.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,965,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    1,965,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,965,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  7.6%
     
12   TYPE OF REPORTING PERSON
   
  OO


 

                     
CUSIP No.
 
66704V101 
13G Page  
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

Mayfield X Annex, a Delaware Limited Partnership
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   290,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    290,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  290,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  1.1%
     
12   TYPE OF REPORTING PERSON
   
  PN


 

                     
CUSIP No.
 
66704V101 
13G Page  
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

Mayfield X Annex Management, L.L.C.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   290,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    290,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  290,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  1.1%
     
12   TYPE OF REPORTING PERSON
   
  OO


 

                     
CUSIP No.
 
66704V101 
13G Page  
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

Mayfield Associates Fund IV, a Delaware Limited Partnership
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   79,675
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    79,675
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  79,675
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.3%
     
12   TYPE OF REPORTING PERSON
   
  PN


 

                     
CUSIP No.
 
66704V101 
13G Page  
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

Mayfield IX Management, L.L.C.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   79,675
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    79,675
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  79,675
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.3%
     
12   TYPE OF REPORTING PERSON
   
  OO


 

                     
CUSIP No.
 
66704V101 
13G Page  
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

Yogen K. Dalal
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   12,262
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,334,675
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   12,262
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,334,675
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,346,937
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.1%
     
12   TYPE OF REPORTING PERSON
   
  IN


 

                     
CUSIP No.
 
66704V101 
13G Page  
10 
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

Kevin A. Fong
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,334,675
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,334,675
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,334,675
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.0%
     
12   TYPE OF REPORTING PERSON
   
  IN


 

                     
CUSIP No.
 
66704V101 
13G Page  
11 
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

A. Grant Heidrich, III
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,334,675
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,334,675
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,334,675
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.0%
     
12   TYPE OF REPORTING PERSON
   
  IN


 

                     
CUSIP No.
 
66704V101 
13G Page  
12 
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

David J. Ladd
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,255,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,255,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,255,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.7%
     
12   TYPE OF REPORTING PERSON
   
  IN


 

                     
CUSIP No.
 
66704V101 
13G Page  
13 
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

Allen L. Morgan
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,255,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,255,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,255,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.7%
     
12   TYPE OF REPORTING PERSON
   
  IN


 

                     
CUSIP No.
 
66704V101 
13G Page  
14 
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

F. Gibson Myers, Jr.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   79,675
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    79,675
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  79,675
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.3%
     
12   TYPE OF REPORTING PERSON
   
  IN


 

                     
CUSIP No.
 
66704V101 
13G Page  
15 
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

William D. Unger
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,334,675
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,334,675
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,334,675
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.0%
     
12   TYPE OF REPORTING PERSON
   
  IN


 

                     
CUSIP No.
 
66704V101 
13G Page  
16 
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

Wendell G. Van Auken, III
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   3,812
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,334,675
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   3,812
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,334,675
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,338,487
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.0%
     
12   TYPE OF REPORTING PERSON
   
  IN


 

                     
CUSIP No.
 
66704V101 
13G Page  
17 
  of   
25 pages. 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No. of Above Persons (Entities Only)

Robert T. Vasan
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,255,000
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,255,000
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,255,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.7%
     
12   TYPE OF REPORTING PERSON
   
  IN


 

Item 1.
  (a)   Name of Issuer:
 
      Northstar Neuroscience, Inc.
 
  (b)   Address of Issuer’s Principal Executive Offices:
 
      2401 Fourth Avenue, Suite 300
Seattle, WA 98121
Item 2.
  (a)   Name of Persons Filing:
 
      Mayfield X, a Delaware Limited Partnership
Mayfield Principals Fund, L.L.C.
Mayfield X Management, L.L.C.
Mayfield X Annex, a Delaware Limited Partnership
Mayfield X Annex Management, L.L.C.
Mayfield Associates Fund IV, a Delaware Limited Partnership
Mayfield IX Management, L.L.C.
Yogen K. Dalal
Kevin A. Fong
A. Grant Heidrich, III
David J. Ladd
Allen L. Morgan
F. Gibson Myers, Jr.
William D. Unger
Wendell G. Van Auken, III
Robert T. Vasan
 
  (b)   Address of Principal Business Office:
 
      c/o Mayfield Fund
2800 Sand Hill Road, Suite 250
Menlo Park, CA 94025
 
  (c)   Citizenship:
 
      Mayfield X, a Delaware Limited Partnership, Mayfield X Annex, a Delaware Limited Partnership and Mayfield Associates Fund IV, a Delaware Limited Partnership, are Delaware limited partnerships.
 
      Mayfield Principals Fund, L.L.C., Mayfield X Management, L.L.C., Mayfield X Annex Management, L.L.C. and Mayfield IX Management, L.L.C. are Delaware limited liability companies.
 
      The individuals listed in Item 2(a) are U.S. citizens.

Page 18 of 25 pages.


 

  (d)   Title of Class of Securities:
 
      Common Stock
 
  (e)   CUSIP Number:
 
      66704V101
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
     Not applicable
Item 4. Ownership.
     The information regarding ownership as set forth in Items 5-9 of Pages 2-17 hereto, is hereby incorporated by reference.
     For a summary of total ownership by all Reporting Persons, see Exhibit 3 hereto.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
     Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
     Not applicable.
Item 8. Identification and Classification of Members of the Group.
     Not applicable.
Item 9. Notice of Dissolution of Group.
     Not applicable.
Item 10. Certification.
     Not applicable.

Page 19 of 25 pages.


 

SIGNATURES
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2008
         
 
  MAYFIELD X, A DELAWARE LIMITED PARTNERSHIP
 
       
 
  By:   Mayfield X Management, L.L.C. Its General Partner
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Authorized Signatory
 
       
 
  MAYFIELD PRINCIPALS FUND, L.L.C.
 
       
 
  By:   Mayfield X Management, L.L.C. Its Managing Director
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Authorized Signatory
 
       
 
  MAYFIELD X MANAGEMENT, L.L.C.
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Authorized Signatory
 
       
 
  MAYFIELD X ANNEX, A DELAWARE LIMITED PARTNERSHIP
 
       
 
  By:   Mayfield X Annex Management, L.L.C. Its General Partner
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Authorized Signatory
 
       
 
  MAYFIELD X ANNEX MANAGEMENT, L.L.C.
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Authorized Signatory

Page 20 of 25 pages.


 

         
    MAYFIELD ASSOCIATES FUND IV, A DELAWARE LIMITED PARTNERSHIP
 
       
 
  By:   Mayfield IX Management, L.L.C. Its General Partner
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Authorized Signatory
 
       
    MAYFIELD IX MANAGEMENT, L.L.C.
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Authorized Signatory
 
       
    YOGEN K. DALAL
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Attorney In Fact
 
       
    KEVIN A. FONG
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Attorney In Fact
 
       
    A. GRANT HEIDRICH, III
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Attorney In Fact
 
       
    DAVID J. LADD
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Attorney In Fact
 
       
    ALLEN L. MORGAN
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Attorney In Fact
 
       
    F. GIBSON MYERS, JR.
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Attorney In Fact

Page 21 of 25 pages.


 

         
    WILLIAM D. UNGER
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Attorney In Fact
 
       
    WENDELL G. VAN AUKEN, III
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Attorney In Fact
 
       
    ROBERT T. VASAN
 
       
 
  By:   /s/ James T. Beck
 
       
 
      James T. Beck, Attorney In Fact

Page 22 of 25 pages.


 

         
EXHIBIT INDEX
     
Exhibit 1 -
  “JOINT FILING AGREEMENT” is hereby incorporated by reference to Exhibit 1 to the Statement on Schedule 13G dated February 13, 2005.
 
   
Exhibit 2 -
  “POWERS OF ATTORNEY” are hereby incorporated by reference to Exhibit 2 to the Statement on Schedule 13G dated February 13, 2005.
 
   
Exhibit 3 -
  OWNERSHIP SUMMARY

Page 23 of 25 pages.


 

EXHIBIT 3
                         
    Number of           Percent of Class
    Shares   Number of Shares   Beneficially
Name of Reporting Person   (Direct)   (Indirect)   Owned (1)
Mayfield X, a Delaware Limited Partnership
    1,740,000 (2)     -0-       6.7 %
Mayfield Principals Fund, L.L.C.
    225,000 (3)     -0-       0.9 %
Mayfield X Management, L.L.C.
    -0-       1,965,000 (2)(3)     7.6 %
Mayfield X Annex, a Delaware Limited Partnership
    290,000 (4)     -0-       1.1 %
Mayfield X Annex Management, L.L.C.
    -0-       290,000 (4)     1.1 %
Mayfield Associates Fund IV, a Delaware Limited Partnership
    79,675 (5)     -0-       0.3 %
Mayfield IX Management, L.L.C.
    -0-       79,675 (5)     0.3 %
Yogen K. Dalal
    12,262 (6)     2,334,675 (7)(8)     9.1 %
Kevin A. Fong
    -0-       2,334,675 (7)(8)     9.0 %
A. Grant Heidrich, III
    -0-       2,334,675 (7)(8)     9.0 %
David J. Ladd
    -0-       2,255,000 (7)     8.7 %
Allen L. Morgan
    -0-       2,255,000 (7)     8.7 %
F. Gibson Myers, Jr.
    -0-       79,675 (8)     0.3 %
William D. Unger
    -0-       2,334,675 (7)(8)     9.0 %
Wendell G. Van Auken, III
    3,812 (6)     2,334,675 (7)(8)     9.0 %
Robert T. Vasan
    -0-       2,255,000 (7)     8.7 %
Total
    2,350,749               9.1 %
 
(1)   The respective percentages set forth in this column were obtained by dividing the number of shares by the aggregate number of shares outstanding as reported in the Issuer’s Form 10-Q for the period ended September 30, 2007. Each individual Reporting Person expressly disclaims that he or she is the beneficial owner of any shares which are or may be deemed to be beneficially owned by any other individual Reporting Person in his or her individual capacity.
 
(2)   Represents shares held directly by Mayfield X, a Delaware Limited Partnership (“Mayfield X”), of which Mayfield X Management, L.L.C. (“Mayfield X Management”) is the sole General Partner.
 
(3)   Represents shares held directly by Mayfield Principals Fund, L.L.C. (“Mayfield Principals Fund”) of which Mayfield X Management is the sole Managing Director.
 
(4)   Represents shares held directly by Mayfield X Annex, a Delaware Limited Partnership (“Mayfield X Annex”), of which Mayfield X Annex Management, L.L.C. (“Mayfield X Annex Management”) is the sole General Partner.
 
(5)   Represents shares held directly by Mayfield Associates Fund IV, a Delaware Limited Partnership (“Mayfield Associates IV”), of which Mayfield IX Management, L.L.C. (“Mayfield IX Management”) is the sole General Partner.

Page 24 of 25 pages.


 

 
(6)   Represents shares held as trustee of a trust for the benefit of the Reporting Person and members of his family.
 
(7)   Includes shares held directly by Mayfield X, Mayfield Principals Fund and Mayfield X Annex. Yogen K. Dalal, Kevin A. Fong, A. Grant Heidrich, III, David J. Ladd, Allen L. Morgan, William D. Unger, Wendell G. Van Auken, III and Robert T. Vasan are (a) Managing Directors of Mayfield X Management, which is the sole general partner of Mayfield X and sole managing director of Mayfield Principals Fund and (b) Managing Directors of Mayfield X Annex Management, which is the sole general partner of Mayfield X Annex. In such capacities, Messrs. Dalal, Fong, Heidrich, Ladd, Morgan, Unger, Van Auken and Vasan may be deemed to have shared voting and dispositive power over the shares which are or may be deemed to be beneficially owned by Mayfield X Management, Mayfield X Annex Management, Mayfield X, Mayfield Principals Fund and Mayfield X Annex, but each disclaims such beneficial ownership.
 
(8)   Includes shares held directly by Mayfield Associates IV. Yogen K. Dalal, Kevin A. Fong, A. Grant Heidrich, III, F. Gibson Myers, Jr., William D. Unger and Wendell G. Van Auken, III are Managing Directors of Mayfield IX Management, which is the sole general partner of Mayfield Associates IV. In such capacities, Messrs. Dalal, Fong, Heidrich, Myers, Unger and Van Auken may be deemed to have shared voting and dispositive power over the shares which are or may be deemed to be beneficially owned by Mayfield IX Management and Mayfield Associates IV, but each disclaims such beneficial ownership.

Page 25 of 25 pages.

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